Country sheet · NZ

Trading from New Zealand

We haven’t written this country’s rules up yet. The firms licensed here are listed below.

RegulatorNot checked
If a firm failsNot checked
Retail leverage capNot checked
Firms licensed here2on our records
Ledger

Firms with a licence in New Zealand

Ordered by licence status, then name. Not a ranking.

Filter all firms →
FirmLicence hereSafety netRetail cap
SharesiesFMA_NZ FSP1001460 AuthorisedNot checkedNot checked
RockGlobalFMA_NZ FSP509766 LapsedNot checkedNot checked
Before you sign up

Five checks for New Zealand

  1. Find the firm on the regulator's register yourself, not through a link the firm sent.
  2. Check that the company named on your account agreement is the one on the register.
  3. Confirm the website, phone and email match the register entry.
  4. Ask which compensation scheme covers your account, and up to what amount.
  5. Size your first trades inside the retail cap: position size check.
Register checks

Latest readings in New Zealand

All checks →
2026-09-23RockGlobalLapsedNew ZealandRegister ↗
2026-09-19SharesiesAuthorisedNew ZealandRegister ↗
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